Understand the requirement
Maintain the regulatory basis, reporting obligation or prudential requirement in a structured catalogue rather than as disconnected guidance.
Regulatory operations
From obligation to controlled execution.
The platform is being built around the full operating chain: determine what applies, connect data and evidence, prepare or calculate, validate, review, approve and retain history.
Determine applicability
Connect the firm's profile, activities and classifications to controlled applicability logic and supporting evidence.
Collect data and evidence
Bring the relevant regulatory, accounting, trading and operational inputs into the workstream with traceable context.
Prepare and calculate
Execute the relevant calculation, return preparation or controlled assessment using governed parameters and formulas.
Validate
Apply structured validation rules and highlight exceptions before the work reaches approval.
Review and approve
Route work through maker-checker and approval controls with clear ownership and segregation of duties.
Produce and retain
Generate the relevant output while preserving the operating history, evidence and status around it.
Prudential + reporting
Built for more than submission.
Geralyn RegOS is being designed to support prudential workflows, regulatory returns, K-factor processes, own-funds and fixed-overhead requirements, liquidity and concentration-related workflows, and jurisdiction-specific reporting layers.
The important distinction is that these are not isolated calculators. Each sits inside a broader controlled process with data, evidence, validation, ownership and approval.
Operating principle
Know what applies. Know what is complete. Know what needs approval. Know what evidence supports it.
Governance