Product Tour · Main Dashboard

See the firm’s regulatory operating picture.

The dashboard is designed to bring obligations, deadlines, approvals, prudential status and control signals into one senior-level view.

Illustrative interactive demo
Example Investment Firm Ltd
AG
Home / Regulatory operating overview

Executive Dashboard

Example Investment Firm Ltd · Class 2 · EU investment firm

Open obligations124 due in the next 30 days
Awaiting approval32 regulatory · 1 firm profile
Control status94%16 complete · 3 in progress
Overdue items1Escalation required

Priority regulatory work

Current quarter
Work itemOwnerDueStatus
IFR quarterly reporting packFinance30 SepIn progress
K-factor evidence reviewRisk / Compliance24 SepChecker review
Own funds reconciliationFinance20 SepComplete
Liquidity requirement reviewFinance18 SepOverdue
Firm profile annual verificationCompliance05 OctReady to submit

Upcoming deadlines

Next 30 days
18SEP
Liquidity requirement review

Finance · Escalated

Open
24SEP
K-factor evidence review

Checker queue

Open
30SEP
Quarterly reporting pack

Preparation in progress

Open

Applicable obligations

12 open · 27 total controlled obligations
RequirementFrameworkOwnerEvidenceStatus
Own funds requirementIFRFinance6 itemsControlled
Fixed overheads requirementIFRFinance4 itemsControlled
K-NPR assessmentIFRRisk8 itemsReview
Quarterly supervisory returnLocal / EUFinance12 itemsIn progress
Own funds headroom€1.24mIllustrative
FOR coverage1.62×Above internal threshold
Liquidity coverage1.18×Monitor this week
K-factor checks7 / 81 pending validation

Prudential control overview

Illustrative values
MeasureRequirementActualControl
Own funds€750k€1.99mPass
Fixed overheads€1.23m€1.99mPass
Liquidity€425k€501kMonitor

Checker queue

3 items requiring independent review
ItemPrepared bySubmittedPriorityAction
K-factor evidence packageMaker AToday 09:42High
Firm profile amendmentMaker BYesterdayNormal
Quarterly reporting assumptionsMaker AYesterdayNormal
What this shows

A senior operating view, not another data dashboard.

The purpose of the home workspace is to tell users what requires attention, what is controlled, what is due and what has moved into approval.

01
Attention is prioritised.

Open obligations, overdue items and checker queues are visible without reconstructing status from email or spreadsheets.

02
Prudential status is connected to workflow.

Numbers sit alongside validation and ownership rather than appearing as isolated reporting outputs.

03
Senior users see control.

The view is designed for quick oversight while allowing drill-down into the relevant operational workspace.

Next tour

See how a regulated entity is onboarded and verified.

Firm Onboarding →